1 jobs found in St Albans

Our compliance team is growing and we are looking for a Compliance Assistant to work on a part-time basis. This is a varied role and suited to someone who is highly organised, dependable, and confident working with sensitive information.  Experience in a similar role within the legal industry or financial services is desirable. Working with the Compliance Manager, and together reporting to the firm's COLP,  you will be responsible for: Helping to maintain and update firm-wide compliance policies and procedures Conducting client due diligence checks and risk reviews (Thirdfort referrals) Supporting audits an internal checks such as file reviews Co-ordinating compliance training sessions Providing support in the monitoring of complaints, claims, and data breach registers This is an opportunity to join a team that encourages development, values fresh ideas, and supports one another to achieve high standards together.  We are proud of our collaborative and...